Who does the CSA regulate?

The Canadian Securities Administrators (CSA; French: Autorités canadiennes en valeurs mobilières, ACVM) is an umbrella organization of Canada’s provincial and territorial securities regulators whose objective is to improve, coordinate, and harmonize regulation of the Canadian capital markets.

What is the chief role of the Canadian Securities Administrators CSA )?

The mission of the CSA is to give Canada a national securities regulatory system that provides protection to investors from unfair, improper or fraudulent practices while at the same time fostering fair and efficient capital markets and confidence in them.

Who regulates the securities market in Canada?

The Investment Industry Regulatory Organization of Canada (IIROC) is the national self-regulatory organization which oversees all investment dealers and trading activity on debt and equity marketplaces in Canada.

How many securities commissions are there in Canada?

Resources must be devoted to keeping 13 separate securities regulators operating in Canada. This is inefficient as each jurisdiction dedicates a different level of resources to securities regulation, which causes the intensity of policy development, supervision, and enforcement activities to vary across the country.

Who are the Securities Administrators of Canada ( CSA )?

Canadian Securities Administrators Securities regulators from each of the 10 provinces and 3 territories in Canada have teamed up to form the Canadian Securities Administrators (CSA). The CSA protects Canadian investors from unfair, improper, or fraudulent practices and fosters fair and efficient capital markets.

Is the Canadian Securities Act a national instrument?

However, they are adopted as local subordinate legislation under each Canadian province’s or territory’s Securities Act or other applicable acts. A National Instrument is an instrument that has been adopted in all thirteen Canadian provinces and territories.

How many provinces are part of the Canadian Securities Act?

The Canadian Securities Act represents a key step towards the government of Canada’s commitment to establish a Canadian securities regulator. Canada is made up of 10 provinces, each with different securities laws.

What do you need to know about CSA in Canada?

The CSA protects Canadian investors from unfair, improper, or fraudulent practices and fosters fair and efficient capital markets. Learn more » To report investment fraud, contact your local securities regulator.