How many CFA standards are there?

seven Standards
The CFA Code of Ethics and the seven Standards of Professional Conduct serves as a broad ethical guideline for Members and Candidates of the CFA Institute. All CFA Members and candidates are expected to adhere to the Codes and Standards and promote these values to other stakeholders in the investment profession.

What are the seven aspects of the CFA?

CFA Seven Standards of Professional Conduct

• Knowledge of the law.
• Independence & objectivity.
• Misrepresentation.
• Misconduct.

What is CFA Standards of Practice Handbook?

The Standards of Practice Handbook (Handbook) provides guidance to the people who grapple with real ethical dilemmas in the investment profession on a daily basis; the Handbook addresses the professional intersection where theory meets practice and where the concept of ethical behavior crosses from the abstract to the …

What is ethical and professional standards in CFA?

The CFA Institute Code of Ethics and Standards of Professional Conduct (Code and Standards) are fundamental to the values of CFA Institute and essential to achieving its mission to lead the investment profession globally by promoting the highest standards of ethics, education, and professional excellence for the …

What are the six standards of conduct?

Six Standards of Practice

• The Public and Our Environment.
• Customer Relations.
• Government Relations.
• Marketing Practices and Quality of Information.
• Professional and Fair Behaviour.
• Knowledge and Obedience of the Law.

Can I say I am a CFA candidate?

Therefore, if you’ve registered for CFA Level I, you can write “CFA Level I Candidate.” If you’ve passed CFA Level 1, you can write, “Passed CFA Level 1.”

What are the standards of practice?

Standards of practice are the “how-to” of the discipline or clinical specialty. They include clinical policy statements, standards of practice, standard operating procedures, clinical practice protocols, and clinical procedures.

What are three standards of conduct?

The Standard of Conduct is (i) good faith and a reasonable belief by Indemnitee that his action was in or not opposed to the best interests of the Company and, with respect to any criminal action or proceeding, that Indemnitee had no reasonable cause to believe that his conduct was unlawful.

Can you call yourself a CFA Level 1 candidate?

One way is to call yourself a CFA Level I candidate. Another is to state that you are preparing for the CFA Level I exam in the Skills/Certifications or Professional Development section of your resume. If you have passed Level I, add that you are a Level II Candidate, and so on.

What is the Code of ethics for professionals?

In business, the professional code of ethics is known as corporate or business ethics, in law it is known as professional responsibility, and for employees, it might be called a code of conduct. Corporate ethics arises from the notion that business incentives might conflict with morality and responsibility to stakeholders.

What is the Professional Code of conduct?

Professional Code of Conduct. A professional code of conduct is a document that explains to employees how they are expected to act on behalf of their company. A code of conduct can include elements like the values of the business, disciplinary steps, and responsibilities.

What are professional standards of conduct?

Business or professional ethics are standards or codes of conduct set by people in a specific profession. A code of ethics is a part of the expectations of those involved in many different types of professions. People in a profession don’t want to condone bad, dishonest or irresponsible behavior if it does occur by someone in their field.