What is the SEC filing date?

10-K: Due Tuesday, September 28, 2021 for Fiscal Year Ended 06/30/21. 10-Q: Due Friday, October 15, 2021 for Quarterly Period Ended 08/31/21. 10-K: Due Friday, October 29, 2021 for Fiscal Year Ended .

Is an annual report required by the SEC?

SEC rules require your company to file annual reports on Form 10-K and quarterly reports on Form 10-Q with the SEC on an ongoing basis. These reports require much of the same information about the company as is required in a registration statement for a public offering.

What is SEC reporting requirements?

SEC regulations require that annual reports to stockholders contain certified financial statements and other specific items. The certified financial statement must include a two-year audited balance sheet and a three-year audited statement of income and cash flows.

Is S 3 filing good or bad?

The filing of a shelf registration statement is often met with derision, and considered a bad omen that shareholder dilution is around the corner. Filing of an S-3 shelf registration signals to the market that a financing is forthcoming, thus creating an overhang on the stock, depressing its performance.

Is 6k filing good or bad?

Filing a Form 8-K will often impact a company’s stock. If the form contains bad news, like a bankruptcy, unexpected defeat in court or the departure of a well-liked executive or board member, the stock will often go down. Naturally, less significant news will have less of a significant impact on stock prices.

Who must file with SEC?

Even if a company doesn’t have to register its securities for an offering, it still may have to file reports with the SEC if the company lists its securities on an exchange or has more than $10 million in assets and a class of equity securities with either 2,000 or more record holders or 500 or more record holders that …

What is SEC financial reporting?

What Are SEC Filings? SEC Filings are regulatory documents that companies and issuers of securities must submit to the Securities and Exchange Commission (SEC) on a regular basis. The purpose is to provide transparency and information to investors, analysts, and regulators.

When is the SEC deadline for filing a 10-k?

2021 SEC Filing Deadlines and Financial Statement Staleness Dates 10-K for Year-ended December 31, 2020 March 1 Large Accelerated Filers 60 days after fiscal year-end March 16 Accelerated Filers 75 days after fiscal year-end March 31 Non-Accelerated Filers 90 days after fiscal year-end April 30 Definitive proxy statement (or information

When is the SEC filing deadline for 2021?

2021 SEC Filing Deadlines and Holidays. Meeting all your client’s filing deadlines can be difficult to manage. Leverage this inclusive calendar to keep you and your teams on track to deliver results. *All dates assume a 12/31 fiscal year end. All deadlines and deadline extensions shown in calendar days.

When is the deadline for SEC EDGAR filing?

Due to be printed and mailed 60 days following end of each half year by investment companies. EDGAR filing is due 10 days after mailing date. Due to be printed and mailed 60 days following end of each half year by investment companies. EDGAR filing is due 10 days after mailing date.

When did the SEC adopt the accelerated Filer rule?

On March 12, 2020, the U.S. Securities and Exchange Commission (“Commission”) voted to adopt amendments to the “accelerated filer” and “large accelerated filer” definitions in Rule 12b-2 under the Securities Exchange Act of 1934 (“Exchange Act”).

https://www.youtube.com/watch?v=7wHBcCR_UlI