What is the deadline for 10-K?

10-K: Due Tuesday, September 28, 2021 for Fiscal Year Ended 06/30/21. 10-Q: Due Friday, October 15, 2021 for Quarterly Period Ended 08/31/21. 10-K: Due Friday, October 29, 2021 for Fiscal Year Ended .

When must a 10-K be filed?

According to the SEC, companies with a public float—shares issued to the public that are available to trade—of $700 million or more must file their 10-K within 60 days after the end of their fiscal year.

How long do companies have until they file their 10-Q 10-K?

45 days
Form 10-Q contains financial statements, management discussion and analysis, disclosures, and internal controls for the previous quarter. Companies must file their 10-Qs 40 or 45 days after the end of their quarters, depending on the size of their public float.

Why is it called a 10-K?

In addition to the 10-K, which is filed annually, a company is also required to file quarterly reports on Form 10-Q. The name of the Form 10-K comes from the Code of Federal Regulations (CFR) designation of the form pursuant to sections 13 and 15(d) of the Securities Exchange Act of 1934 as amended.

When is the first deadline for filing Form 10-K?

The first Form 10-K deadline is 90 days after the end of the first fiscal year in which the issuer becomes subject to the periodic reporting requirements of the 1934 Act.

When to incorporate Part III information into Form 10-K?

Question: General Instruction G (3) to Form 10-K permits an issuer to incorporate Part III information into the Form 10-K from its definitive proxy material, if the definitive proxy material is filed within 120 days after the end of the issuer’s fiscal year.

When to use Form 10-K or form 15-D?

Rule as to Use of Form 10-K (1) This Form shall be used for annual reports pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 (15 U.S.C. 78m or 78o(d)) (the “Act”) for which no other form is prescribed. This Form also shall be used for transition reports filed pursuant to Section 13 or 15(d) of the Act.

When do you use Form 10-K annual report?

FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 GENERALINSTRUCTIONS A. Rule as to Use of Form 10-K. (1) This Form shall be used for annual reports pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 (15 U.S.C. 78m or 78o(d)) (the “Act”) for which no other form is prescribed.